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Alaska Administrative Code (Last Updated: January 12, 2017) |
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Title 3. Commerce, Community, and Economic Development. |
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Part 3.1. Banking, Securities, Small Loans and Corporations. |
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Chapter 3.08. Securities. |
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Article 3.08.1. Registration, Notice, and Regulation of Broker-Dealers, Agents, State Investment Advisers, and Federal Covered Advisers, and Investment Adviser Representatives. |
Section 3.08.062. Fraudulent practices of issuers and persons acting on an issuer's behalf.
Latest version.
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The administrator will consider an issuer responsible under AS 45.55.010 for the fraudulent actions of a person acting on the issuer's behalf that violate AS 45.55.025, 45.55.027, or 45.55.028, regardless of whether the person acting on the issuer's behalf is registered or required to be registered under AS 45.55.030(a) or is excluded from the definition of "agent" under AS 45.55.990(5)(A).
Authorities
45.55.010;45.55.950