Section 3.08.090. Application to register or notice securities on a continuing basis.  


Latest version.
  • 	(a)  An application for registration of a security to be issued on a continuing or recurring basis must be made by means of a separate application for each individual security.  
    	(b)  A notice filing for a face-amount certificate company, an open-end management company issuing a redeemable security, or a unit investment trust issuing a redeemable security must be made by a separate notice filing for each individual fund.  
    

Authorities

45.55.075;45.55.080;45.55.090;45.55.100;45.55.110;45.55.950

Notes


Authority
AS 45.55.075 AS 45.55.080 AS 45.55.090 AS 45.55.100 AS 45.55.110 AS 45.55.950
History
Eff. 2/20/72, Register 41; am 2/23/83, Register 85; am 4/19/2000, Register 154