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 Alaska Administrative Code (Last Updated: January 12, 2017)
 Title 3. Commerce, Community, and Economic Development.
 Part 3.1. Banking, Securities, Small Loans and Corporations.
 Chapter 3.08. Securities.
 Article 3.08.1. Registration, Notice, and Regulation of Broker-Dealers, Agents, State Investment Advisers, and Federal Covered Advisers, and Investment Adviser Representatives.

  Section 3.08.705. Scope of viatical settlement requirements.  

Latest version. 
  • The provisions of 3 AAC 08.700 - 3 AAC 08.740  
		(1) set out the registration requirements, requirements for renewal of registration, fees, effective dates, and related matters for a viatical settlement interest; and  
		(2) do not  
			(A) provide an exemption from the fraud provisions of AS 45.55.010 - 45.55.028, or from another fraud provision of AS 45.55  or this chapter;  
			(B) relieve broker-dealers or agents from compliance with AS 45.55.010 - 45.55.060 or 3 AAC 08.005 - 3 AAC 08.065; or  
			(C) prohibit an issuer from using the registration procedures in AS 45.55  and this chapter or from claiming an exemption available under AS 45.55.900.

Authorities

45.55.025;45.55.027;45.55.028;45.55.070;45.55.950

Notes


Authority
AS 45.55.025 AS 45.55.027 AS 45.55.028 AS 45.55.070 AS 45.55.950
History
Eff. 4/20/2000, Register 154