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Alaska Administrative Code (Last Updated: January 12, 2017) |
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Title 3. Commerce, Community, and Economic Development. |
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Part 3.1. Banking, Securities, Small Loans and Corporations. |
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Chapter 3.08. Securities. |
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Article 3.08.1. Registration, Notice, and Regulation of Broker-Dealers, Agents, State Investment Advisers, and Federal Covered Advisers, and Investment Adviser Representatives. |
Section 3.08.500. Creation of classifications.
Latest version.
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The following classifications of transactions in securities are created, to which 3 AAC 08.500 - 3 AAC 08.540 apply: (1) an offering relying on "Regulation D" as adopted by the SEC in 17 C.F.R. 230 and 239; (2) an offering relying on another federal regulation or statute and that otherwise meets the requirements of 3 AAC 08.500 - 3 AAC 08.540.
Authorities
45.55.110;45.55.950