eLaws | eCases | State of Alaska | Counties & Cities of Alaska |
 Alaska Administrative Code (Last Updated: January 12, 2017)
 Title 3. Commerce, Community, and Economic Development.
 Part 3.1. Banking, Securities, Small Loans and Corporations.
 Chapter 3.23. Producers, Managing General Agents, Surplus Lines Brokers, Reinsurance Intermediary Managers, Reinsurance Intermediary Brokers, Third Party Administrators, and Independent Adjusters.
 Article 3.23.1. Licensing Requirements.

  Section 3.23.710. Responsible persons in firm.  

Latest version. 
  • 	(a)  The individual designated as compliance officer of a firm under AS 21.27.020(c)(3) is the person responsible for the firm's  
		(1) compliance with the insurance statutes and regulations of this state;  
		(2) maintenance of adequate records; and  
		(3) proper handling of all money received by the firm in a fiduciary capacity.  
	(b)  Repealed 3/30/2003.  
	(c)  Repealed 3/30/2003.  
	(d)  Repealed 3/30/2003.

Authorities

21.06.090;21.27.020;21.27.140;21.27.350;44.62.125

Notes


Authority
AS 21.06.090 AS 21.27.020 AS 21.27.140 AS 21.27.350 Editor's note: As of Register 183 (October 2007), the regulations attorney made a technical revision under AS 44.62.125(b)(6) to 3 AAC 23.710(a).
History
Eff. 8/29/90, Register 115; am 8/4/94, Register 131; am 3/30/2003, Register 165

References

3.23.710